We are seeking an experienced Corporate Lawyer with a deep understanding of corporate structures, special purpose vehicle (SPV) setup and administration, asset-backed securities, broker-dealer registration, and private debt markets.

The ideal candidate will provide expert legal advice and support on complex business transactions and regulatory matters. This position requires in-depth knowledge of securities law, regulatory compliance, and the structuring of corporate entities to meet business and investment objectives.

Key Responsibilities

Corporate Structure & Setup:

Advise on the formation, structuring, and governance of corporate entities, including corporations, LLCs, and partnerships.
Draft and review organizational documents (e.g., bylaws, operating agreements, shareholder agreements).
Provide guidance on domestic and international corporate structures to optimize tax, operational, and legal strategies.

Special Purpose Vehicle (SPV) Setup & Administration:

Lead the creation and management of SPVs for various financial transactions, including securitizations and investments.
Draft, review, and negotiate SPV formation documents, including trust agreements, servicing agreements, and other related contracts.
Ensure compliance with all regulatory requirements related to SPV creation and ongoing administration.

Asset-Backed Securities (ABS):

Advise on the structuring and issuance of asset-backed securities, including the securitization of loans, leases, and other financial assets.
Collaborate with investment and financial teams to design legally compliant securitization structures.
Ensure compliance with securities laws and regulations (e.g., SEC, FINRA) related to ABS offerings and transactions.

Broker-Dealer Registration:

Provide legal advice on broker-dealer registration and ongoing compliance with FINRA, SEC, and state regulations.
Draft and review documents related to broker-dealer operations, including Form BD and other regulatory filings.
Advise on compliance programs for broker-dealers, including anti-money laundering (AML), know-your-customer (KYC), and supervisory requirements.

Private Debt Markets:

Advise on the structuring, negotiation, and regulatory aspects of private debt transactions, including private placements, direct lending, and credit facilities.
Provide support for legal and compliance matters relating to debt issuance in private markets.
Stay abreast of trends and developments in the private debt market and how they impact legal and regulatory requirements.

Regulatory Compliance & Risk Management:

Monitor changes in relevant laws, regulations, and industry practices, including SEC regulations, to ensure ongoing compliance.
Develop and implement compliance programs and internal policies to mitigate legal risks, especially with respect to the SEC’s regulations on securities, asset-backed securities, and debt markets.
Represent the company in negotiations, regulatory proceedings, and interactions with external legal counsel and government agencies.

Transactional Support:

Provide legal support for corporate finance transactions, including M&A, joint ventures, private debt issuance, and restructurings.
Collaborate with internal teams and external counsel to facilitate due diligence and transaction closings.
Draft, review, and negotiate transactional documents, including term sheets, purchase agreements, and disclosure documents.

Qualifications

Education: Juris Doctor (JD) degree from an accredited law school.
Licensure: Good standing within the US. Active membership a plus (Or any affiliation with relevant U.S. legal associations)

Experience

Minimum of 5-7 years of experience in corporate law with a focus on SPV setup and administration, asset-backed securities, broker-dealer compliance, and private debt markets.
Experience in a law firm or in-house legal department handling complex financial transactions and regulatory matters.

Skills

Deep knowledge of corporate governance, securities laws (e.g., Securities Act of 1933, Securities Exchange Act of 1934), FINRA regulations, and SEC compliance.
Strong drafting, negotiation, and communication skills.
Familiarity with the regulatory landscape of private debt markets and the structuring of private placements and credit facilities.
Ability to work in a fast-paced environment and manage multiple projects simultaneously.
Strong analytical and problem-solving abilities.

Preferred Qualifications

LL.M. in securities law, corporate finance, or related field.
Experience working with multinational corporations or financial institutions.
Knowledge of SEC regulations governing private debt markets and asset-backed securities.
Familiarity with structured finance transactions and derivatives.

About 1840 & Company

1840 & Company is a global leader in Business Process Outsourcing (BPO) and remote talent solutions, dedicated to propelling businesses forward through our comprehensive suite of services. We specialize in connecting companies with world-class freelance professionals and delivering top-tier outsourcing services, across over 150 countries worldwide.

Our mission is to empower growth for forward-thinking businesses, seamlessly bridging any skill or resource gaps with our expertly vetted talent pool. We firmly believe in fostering an environment where exceptional individuals can achieve an optimal work-life balance, working remotely from any location, while maximizing their professional growth and earning potential.

We are headquartered in Overland Park, KS, USA with service delivery facilities in the Philippines, India, Ukraine, South Africa and Argentina. We invite you to explore the opportunities we offer and consider joining our exclusive network of global freelance talent. Visit www.1840andco.com to learn more about us. To explore a wealth of career opportunities and find a role that suits your unique skills and aspirations, please visit our dedicated jobs portal at jobs.1840andco.com.